Executive Team Members Alan D. Kaplan, Psy.D

Alan D. Kaplan

Alan D. Kaplan, Psy.D

Co-Founder, Chief Operating Officer and Chief Compliance Officer


Alan D. Kaplan, born in 1952, holds Bachelor of Science and Masters degrees from Brooklyn College, and received his Psy.D. in Psychology from Pace University in 1985. Dr. Kaplan is a licensed psychologist who has held administrative positions in agencies and hospitals, as well as having built and managed a successful private practice over the past thirty years.

Simultaneously, Alan has been actively engaged in the equity markets. His years of experience studying human behavior have given him a unique perspective on the psychology of finance and markets and his expertise is a useful resource for assessing market and investor psychology.

Dr. Kaplan, is a co-founder of Thinkshop Advisors LLC. He earned a Series 65 designation and holds dual titles of Chief Operating Officer and Chief Compliance Officer at Thinkshop Advisors LLC. In his role as Chief Operating Officer, his responsibilities include overseeing the daily business operations and legal matters of the investment management company, as well as investor relations. As Chief Compliance Officer, Dr. Kaplan manages internal and financial industry regulatory compliance matters.